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White Collar Crime: Federal and Ohio: Ohio Securities Fraud

Books

Ohio Securities Law and Practice by Howard M. Friedman
Call Number: KFO 179. F75

Also available as an ebook from the Library's website, for Central Ohio attorneys with a Franklin County Law Library Card and from Lexis on the Franklin County Law Library public computers.

Ohio Revised Code

Oh. Rev. Code Sec. 1707.44
Prohibited acts.
Oh. Rev. Code Sec. 1707.14
Prohibition on acting as a broker without a license.
Oh. Rev. Code Sec. 1707.042
Prohibition on knowingly fraudulent conduct in tender offers.
Oh. Rev. Code Sec. 1707.23
Ohio division of securities - enforcement powers.

Ohio Administrative Code

Oh. Admin. Code Sec. 1301:6-3-23
Investigative hearings at the Division of Securities are informal. The normal rules of evidence apply only so far as practicable.

Links

Ohio Dept. of Commerce, Division of Securities
Ohio Securities Bulletin
1973 - present. Enforcement actions are often reported here.